Cindy S. Lawrence • Chairman

Commerce Trust Company • 922 Walnut, Suite 201 • Kansas City, MO 64152
p: (816) 234-2772
email: cindy.lawrence@commercebank.com

Cindy S. Lawrence, Trust Officer,  Trust Operations Supervisor at Commerce Trust Company.  Responsible for Corporate Action, Held Away Processing and Reporting.  Previous supervisory responsibility for Mutual Fund Processing, Income Processing, Foreign Tax Reclamation Process, Regulatory Reporting, Litigations and Reconciliation.

Year Started at Trust Company: 2006
Year Started in Industry: 1980
Credentials and Affiliations: Park University, Kansas City, MO – Major: Business Administration


John Sullivan • Vice Chairman

State Street Bank and Trust  Corporation • 1776 Heritage Drive • North Quincy, MA. 02171
p: (617) 985-0657
email: jhsullivan@statestreet.com

John H. Sullivan, Officer, Securities, Banking & Treasury Management Services at State Street Bank. Responsible for US Settlement and post-settlement services, DTC settlement, Lending settlements, ETF settlements.

Year Started at State Street Bank: 1998
Year Started in Industry: 1998
Credentials and Affiliations: University of Massachusetts at Boston


Richard Foster • Industry Liaison

Citibank NA • 3800 Citibank Center • Tampa, FL 33610
p: (813) 604-1676
email: richard.a.foster@citi.com

Richard Foster, Vice President, Operations Manager for U.S. Settlements, Canada Settlements, and Global Custody Service for the Americas region.

Year Started at Citibank: 2007
Credentials and Affiliations: Series 4, 6, 7, 24, 63, 65 along with Health, Life, and Variable Annuity Insurance Licenses


Pete Bergman • Membership

UMB Bank NA • 928 Grand Avenue • Kansas City, MO 64106
p: (816) 860-1142
email: peter.bergman@umb.com

Pete Bergman, Vice President, Custody Administration Unit Manager.  Prior oversight responsibilities include Settlements, Mutual Fund and Money Market Processing, and Corporate Trust Bond Operations.

Year Started at UMB Company: 2011
Year Started in the Industry: 1985
Credentials and Affiliations: Bucknell University, Lewisburg PA, BS Business Administration. Member, ICI Securities Operations Advisory Committee.


Wendy Davis • Secretary/Communications

Branch Banking and Trust Company (BB&T) • 223 West Nash Street• Wilson, NC 27894
p: (252)246-4160

email: wendy.davis@bbandt.com

Wendy Davis, Vice President, Income Processing Manager at BB&T, Manages Income Processing, Corporate Actions, Class Actions, Proxy Processing, CD’s, Custody Accounts and Business Resumption Planning.

Year Started at Branch Banking and Trust Company: 1986
Year Started in the Industry: 1986
Credentials and Affiliations: CSOP certified


Daniel Welsh • Treasurer

PNC Bank NA • 8800 Tinicum Blvd. • Philadelphia, Pa. 19153
p: (215) 749-6963
email: dwelsh@pnc.com

Daniel Welsh, Assistant Vice President, PNC Bank, Manager of Trade Settlement Group. Prior oversight responsibilities include Position and Cash reconciliation, Corporate Actions, Asset maintenance and Pricing.

Year Started at PNC Bank: 1997
Year Started in Industry: 1989
Credentials and Affiliations: Allegheny College, Meadville, PA, BA Economics


Katie Moreno • Exhibitor Relations

Wells Fargo Bank • 550 South 4th St. • Minneapolis, MN. 55415
p: (612) 667-8346
email: katie.moreno@wellsfargo.com

Katie Moreno,  Vice President, Trust Operations Manager at Wells Fargo Bank, N.A. Responsible for Corporate Actions, Income processing, Class Actions, Proxy, Foreign Tax Servicing and International Custodian Services.

Year Started at Wells Fargo: 2002
Year Started in Industry: 2002
Credentials and Affiliations: B.S. degree in Finance from the Iowa State University