Broadridge, a global Fintech leader with $5 billion in revenues, provides the critical infrastructure that powers investing, corporate governance, and communications to enable better financial lives. We deliver technology-driven solutions that drive business transformation for banks, broker-dealers, asset and wealth managers, and public companies. Our technology and operations platforms underpin the daily trading of over U.S. $9 trillion of equities, fixed income, and other securities globally. From our position at the center of the industry, we help clients get ahead of today’s challenges and capitalize on what’s next.



Financial Information Incorporated (FII) was established in 1911 and for over 110 years has been the leading provider of Corporate Actions and Historical Reference Services. FII clients consist of Banks, Brokerage and Accounting Firms, Law Offices, Government Agencies, College and Public Libraries and Private Investors. FII’s Corporate Actions and Historical Reference Services are the premier source of data servicing the financial industry and considered to be the most comprehensive, accurate and timely available.

FTS Software, Inc. (FTS) is the newest technology provider in the financial services industry. FTS provides clients with Software Solutions, Consulting and Technical Services. Focusing upon Corporate Actions data and risk management tools, FTS has developed cost effective ISO based applications. Corporate Actions Announcement Processing System (CAAPS). Leaning heavily upon the ISO corporate action model CAAPS is designed around Data Consolidation, Event Management, Risk Management, and Information Delivery.



GlobeTax is a world-leading provider of foreign withholding tax recovery solutions.

For investors and financial institutions seeking an outsourced solution for relief at source, quick refund, and standard reclaim processes, GlobeTax offers MIDAS®. In this capacity, GlobeTax procures documentation, monitors income, manages relief at source elections and files reclaim applications, ensuring that all possible entitlements are returned.

Through ESP, GlobeTax collects and transmits beneficial owner data and documentation along the custody chain, supporting depositary banks, DTCC participants, issuers, and transfer agents in processing withholding tax recovery information.

In these combined capacities, GlobeTax processes over 8 million tax reclaims per year, annually returning $2.5 billion to the marketplace.


federatedhermesFederated Hermes, Inc. is a global leader in active, responsible investing, with $704.0 billion in assets under management, as of June 30, 2023. At Federated Hermes, we are guided by our conviction that responsible investing is the best way to create wealth over the long term. By investing responsibly, we aim to help people invest and retire better, to help clients achieve better risk-adjusted returns, and where possible, to contribute to positive outcomes in the wider world.

Our investment solutions span equity, fixed income, alternative/private markets, multi-asset and liquidity-management strategies, and a range of separately managed account strategies. Providing world-class investment management and engagement services to more than 11,000 institutions and intermediaries, our clients include corporations, government entities, insurance companies, foundations and endowments, banks and broker/dealers.

Headquartered in Pittsburgh, Federated Hermes’ has nearly 2,000 employees include those in London, New York, Boston and offices worldwide.


dtccWith over 45 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From 21 locations around the world, DTCC, through its subsidiaries, automates, centralizes and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks, and asset managers. Industry-owned and governed, the firm simplifies the complexities of clearing, settlement, asset servicing, data management, data reporting, and information services across asset classes, bringing increased security and soundness to financial markets. To learn more, visit