Current Industry Topics

  • Corporate Action Re-engineering
  • DTC Institutional Trade Processing
  • Regulatory Reform
  • DTC Institutional Trade Processing-Margin Transit Utility
  • DTC Institutional Trade Processing-Exception Manager

 

Industry Links

DTCC: The Depository Trust & Clearing Corporation (DTCC) through its subsidiaries, provides clearance, settlement and information services for equities, corporate and municipal bonds, government and mortgage-backed securities and over-the-counter credit derivatives. In addition, DTCC is a leading processor of mutual funds and insurance transactions, linking funds and carriers with their distribution networks. DTCC has operating facilities in multiple locations in the United States and overseas.
http://dtcc.com

Office of the Comptroller of the Currency (OCC): The OCC charters, regulates, and supervises all national banks and federal savings associations as well as federal branches and agencies of foreign banks. The OCC is an independent bureau of the U.S. Department of the Treasury.
https://www.occ.treas.gov/

Federal Reserve Bank- Fedwire Securities Service: The Fedwire Securities Service is the premier securities transaction service that provides cost-effective safekeeping, transfer and delivery-versus-payment settlement services with flexible account structures and automated claim adjustment processing features.  This service allows your institution to transfer and maintain securities in a secure and reliable electronic environment and features critical services as issuance, transfer and settlement.

The Federal Reserve Banks maintain, in electronic form, all marketable U.S. Treasury securities, as well as many securities issued by federal government agencies, government sponsoredenterprises and certain international organizations.
https://www.federalreserve.gov/